Investment Compliance Administrator

Job Title: Investment Compliance Administrator Location: Hybrid - Remote/London Department: Compliance & Risk Reports To: Head of Compliance & Risk Rate: Up to £270pd Inside IR35 Contract: Initial 6 months with extension possibilities and perm opportunity Start Date: End of Jan/Start of Feb Role: Support the Investment Administration Team with private client investment administration and custodian systems. Key Responsibilities: - Incorporate Consumer Duty requirements into the compliance monitoring plan - Conduct testing procedures and themed reviews to ensure positive consumer outcomes across products, services, and interactions - Identify gaps, issues, or potential consumer harm and escalate concerns about the firm's ability to meet Consumer Duty obligations - Arrange client ISA subscriptions - Set up and maintain client accounts - Transfer client assets in/out of nominees - Maintain client contact databases - Process client payments - Promptly action client and investment manager communications - Handle client, introducer, and third-party enquiries - Perform reconciliations between custodian systems - Promote diversity and inclusion as per FCA guidelines Skills and Competencies: - High degree of numeracy, IT skills (particularly Excel) - Meticulous attention to detail - Accurate typing skills This is a great role to get yourself into the Compliance team of a growing Investment Manager. Potential to move to a perm role and grow within this business is realistic. Please click to find out more about our Key Information Documents. Please note that the documents provided contain generic information. If we are successful in finding you an assignment, you will receive a Key Information Document which will be specific to the vendor set-up you have chosen and your placement. To find out more about Huxley, please visit Huxley, a trading division of SThree Partnership LLP is acting as an Employment Business in relation to this vacancy | Registered office | 8 Bishopsgate, London, EC2N 4BQ, United Kingdom | Partnership Number | OC(phone number removed) England and Wales

Location: The City, GB

Posted Date: 1/14/2025