Compliance Manager

Lutine Bell are working with a specialty and reinsurance client who have recently been established as a Lloyds of London cover holder.

With that in mind, the primary responsibilities of the role will include:

• Providing regulatory advice to the business across various subject areas, including licensing requirements.
• Collaborating with the business to implement practical processes that ensure compliance with relevant Lloyd’s principles.
• Overseeing second-line processes to ensure activities, such as writing business, occur only where licensing permits.
• Coordinating with the syndicate manager, broker, and key internal stakeholders.
• Developing and implementing necessary management information (M.I.) to monitor compliance, and producing reports for the managing agent and internal governance bodies.
• Conducting regulatory horizon scanning—particularly for Lloyd’s requirements—and summarizing findings for discussion with the business.
• Managing business timetables to ensure regulatory reporting deadlines are met within required timeframes.
• Responding to Know Your Customer (KYC) inquiries from third parties.
• Addressing ad-hoc information requests from Lloyd’s via the managing agent.
• Handling queries from within TFP and external third parties.
• Advising and supporting the compliance monitoring team as needed, including in areas involving Coverholders.

Should this be of interest please apply above and for anymore information get int touch using Stanrobinson@lutinebell.com.