FAIS Compliance Officer

MINIMUM REQUIREMENTS QUALIFICATIONS & EXPERIENCE A FSCA recognised qualification preference will be given to a BCOM, Legal or Accounting degree Registered Category I Compliance Officer with the FSCA (Compulsory). Relevant experience in the financial Industry, preference in compliance or risk management within the financial services industry. A valid drivers licence Only applicants who meet these requirements will be considered for this position. DUTIES AND RESPONSIBILITIES Compliance Duties Provide clients with high-quality, personalised and substantive reports. Display behaviour and attitudes that positively contribute to the well-being and development of the regional team, the company and its clients. Sourcing and signing up of new clients. Provide training to clients and staff on business practice solutions. Outsourced compliance function delivered to financial services clients and other FICA-accountable institutions. Fulfil compliance function required in terms FSCA, FICA, POPI, Long- and Short-term Insurer outsourcing, Company Act and NCR and other applicable legislation and business requirements Establish a culture of compliance and provide a compliance risk framework to clients to achieve the TCF outcomes Practice management delivery through implementation, webinars and seminars the concept either in groups or at individuals in such a way that they can see the benefits to their own practice and are prepared to undergo the necessary change to implement key drivers ABOUT OUR CLIENT: Our client is a leading national provider of risk management services to independent financial advisors and licensed financial service providers (FSPs). Established in 2004, they specialize in helping clients navigate and address their risk management challenges, enabling them to grow and succeed in a highly regulated industry. With a dedicated team of experts, they offer both professional guidance and practical support, ensuring their clients receive actionable, effective solutions. Their commitment to excellence is at the heart of everything they do, delivering measurable results and helping clients thrive in an evolving landscape.

Location: Pretoria, ZA

Posted Date: 12/24/2024