Compliance Manager, Asset Management

A leading asset management firm is looking to hire Compliance Manager Singapore to report to APAC Compliance Head. You will be responsible for the following.

• Conducting investigations into employee misconduct matters, whistleblowing and alleged violations of policies.
• To manage the relationship with local regulatory bodies and auditors.
• Staff personal dealing in financial instruments.
• Staff conflict of interest situations.
• To provide compliance opinion/risk assessment on KYC files and PEP/Sanctions alerts requiring an intervention.

Bachelor with 5 to 10 years of qork experience in financial services industry. Asset management experience is preferred.

Location: Singapore, SG

Posted Date: 11/22/2024