Compliance Director – Hedge Fund

Key Responsibilities:

• Directly support the Asia Chief Compliance Officer in handling compliance issues for Hong Kong/Singapore.
• Ensure a strong compliance presence and offer compliance guidance to the investment team concerning daily business activities related to research and trading.
• Help enforce compliance policies applicable to the firm's operations on a daily basis.
• Monitor regulatory changes and proactively update compliance policies and procedures as needed.
• Continuously educate both investment and non-investment staff on trading compliance requirements.
• Assist with surveillance, testing, and other important aspects of the compliance program to meet ongoing obligations.
• Stay informed about industry best practices in compliance and implement them to improve the firm's compliance program.
• Timely and accurately complete and submit regulatory filings to local authorities.
• Raise issues to global Compliance leaders and regional Business leaders as necessary.

Qualifications:

• Bachelor's degree in business, finance, law, or a related field.
• Around 10+ years of experience in compliance advisory from investment bank’s sales and trading / hedge funds
• Solid experience in handling MNPI, trade surveillance and/or in reviewing marketing materials
• Excellent communication and interpersonal skills.
• Strong analytical and problem-solving skills.
• Ability to work independently and effectively manage multiple priorities.

Please contact Venus Ip at +852 6380 0256 or email your CV directly in word format to venus@theedgepartnership.com

Please note that due to the high number of applications only shortlisted candidates will be contacted. If you do not hear from us in the next 5 business days we regret to inform you that your application for this position was unsuccessful.