Pure Search
Compliance Advisor
Job Location
London, United Kingdom
Job Description
I've taken on a new role with a specialist banking client in their high performing compliance advisory function. This is a truly excellent opportunity to work closely with the Head of Retail Compliance and focus on private banking transactions.
Your Role:
As a Compliance Adviser for our lending solutions, you’ll play a vital role in shaping compliance practices within the Private Client segment. You’ll be part of a dedicated team focused on delivering exceptional client experiences while ensuring they meet the highest regulatory standards.
What You’ll Do:
- Offer Strategic Guidance: Deliver insightful and timely compliance advice on a range of lending products, ensuring the approach aligns with regulatory expectations while meeting client needs.
- Manage Regulatory Risk: Proactively identify potential compliance challenges and develop strategies to mitigate risks, ensuring they prioritize fair treatment and positive outcomes for our clients.
- Engage with Governance: Represent compliance interests in key forums and contribute to comprehensive risk assessments, influencing decisions that affect business direction.
- Drive Continuous Improvement: Collaborate with teams to develop effective remedial actions for compliance issues and enhance internal policies and procedures.
- Stay Ahead of Change: Monitor industry regulations and communicate critical updates, empowering teams to adapt quickly and effectively.
- Enhance Learning and Development: Review and refine training materials to ensure staff are well-equipped to uphold compliance standards in their day-to-day activities.
- Network and Influence: Represent the Bank at industry meetings, building relationships that enhance our reputation and understanding of market trends.
What We’re Looking For:
- Experience That Counts: Proven background in compliance advisory within the lending sector, with a solid understanding of relevant regulations and best practices.
- Regulatory Expertise: In-depth knowledge of FCA regulations, particularly MCOB, CONC, Consumer Duty, and PRA guidelines.
- Client-Centric Mindset: A strong commitment to delivering exceptional client outcomes through thoughtful compliance practices.
- Communication Skills: Ability to articulate complex regulatory concepts clearly and engagingly to a variety of audiences.
- Detail-Oriented Approach: Meticulous attention to detail with strong analytical skills to navigate regulatory landscapes effectively.
- Problem Solver: A proactive mindset, capable of making informed decisions and driving solutions that support our strategic objectives.
Location: London, GB
Posted Date: 10/26/2024
Contact Information
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