Trust Compliance Officer

Essential Duties and Responsibilities:

• Primary responsibility for Department’s compliance with applicable laws and regulations.
• Primary responsibility for maintenance of Trust policies & procedures.
• Lead role in the trust examinations & liaison with Trust Regulators.
• Liaison between Trust Department and the Organization’s audit, compliance, and risk management functions.
• Oversee the new Account Review Process / and manage Trust Committee agenda and materials.
• Participate as a member of Trust Committee, Trust Officer Committee, and Privacy Committee.
• Manage / Oversee the account review process including the ongoing assessment of Account Level Risks.
• Resource for Trust staff and other managers relating to Fiduciary questions.
• Maintain current understanding of regulations as they relate to Fiduciary and Compliance Issues and educate the team
• regarding the same.
• Maintain current understanding of regulations as they relate to Fiduciary and Investment Issues.

Requirements:

• Bachelor’s degree in Law, Business Administration or other related disciplines
• Minimum 5 years of Experience in trustee companies and financial institutions
• Knowledge of AML/ CFT Compliance and relevant regulatory requirements
• High level of integrity
• Interested in developing a career in Compliance
• Mature, responsible and able to work independently
• Organized and attentive to details.
• Willing to learn.
• Good command of written and spoken English and Chinese. Mandarin is an advantage.