Compliance Analyst

Our Client, a UK based Alternative Asset Manager, are looking for a Compliance Generalist to join their lean London-based Compliance Team.

Key Responsibilities:

• Provide support and undertake other aspects of Compliance including, but not limited to, PA Dealing, Shareholder Disclosures, Marketing and other Compliance matters.
• Advise investment teams on pre and post trade Investment questions.
• Action the Compliance Monitoring Programme.
• Review and update policies and procedures.

Key Requirements:

• 1-3 years of generalist Compliance experience at an asset management firm or similar role.
• Understanding of a wide range of investment vehicle types (UCITS, AIFMD).
• Experience interacting with investment teams and understanding of equity strategies.

Additionally. if you have prior experience with Charles River, Bloomberg AIM or similar OMS/Compliance Management tool experience, that would be beneficial.

If you are keen to further your compliance career within a supportive fast-paced environment please apply with your CV.