Compliance Officer

As a Compliance Officer, you will play a critical role in ensuring our organization adheres to regulatory requirements and internal policies. Your expertise will help the organization navigate the complexities of the financial services landscape while maintaining a strong commitment to ethical practices and regulatory compliance. Duties and responsibilities include: Monitor and ensure adherence to FSCA regulations and industry standards, including Category 1 licensing requirements. Identify, assess, and mitigate compliance risks within the organization. Develop and implement risk management strategies. Create, review, and update compliance policies and procedures to ensure they meet regulatory requirements and industry best practices. Conduct training sessions and workshops for staff on compliance-related topics and promote a culture of compliance within the organization. Prepare and submit regulatory reports and documentation in a timely and accurate manner. Liaise with regulatory bodies as required. Manage internal and external audits and conduct investigations into compliance issues or breaches. Provide guidance and advice to senior management and other departments on compliance matters and regulatory changes. Requirements: B.Com in Law/Internal Audit/Risk Management/LLB FSCA category 1 approved compliance specialist RE1 and RE5 (Advantageous) Diploma/ Certification in Compliance management (advantageous) CISA Memberships (advantageous) Minimum 3 5 years of experience in compliance management in the financial services sector Knowledge on insurance risk, legal compliance, FAIS, FICA, POPI, TCF Excellent communication and report writing skills Apply now: If you are interested in this opportunity, please apply directly. For more finance jobs, please visit:

Location: Johannesburg, ZA

Posted Date: 10/8/2024